Disciplined List
Ciavarella, Michael
-
Date of Order or Settlement:
2014-01-16 -
Banned Until:
2016-05-17
Sanction:
- 5-year trading ban (with conditions)
- 5-year ban from relying on any exemptions set out in the Securities regulations
- 5-year director/officer ban
- 5-year ban from becoming or acting as a registrant, investment fund manager or promote
