Disciplined List
Tsang, Johnathan Lam Wai
-
Date of Order or Settlement:
2004-11-03 -
Banned Until:
2011-11-03
Sanction:
- 7-year trading ban with conditions
- 7-year director/officer ban with conditions
- 7-year investor relations ban with conditions
- An undertaking to comply fully with the Securities Act, Securities Rules and any applicable regulations
Supporting Documents:
Violation:
- Illegal distribution
Ruling Body:
BCSCPayment Agreed/Ordered:
$9,000 plus $1,000 in costs