Disciplined List
Fung, Christopher
-
Date of Order or Settlement:
2004-11-22 -
Banned Until:
2005-11-22
Sanction:
- 1-year director/officer ban with conditions
- An undertaking to comply fully with the Securities Act, the Securities Rules and any applicable regulations, policies and guidelines
Supporting Documents:
Violation:
- Failure to file insider reports
- Illegal distribution
Ruling Body:
BCSCPayment Agreed/Ordered:
$6,000 plus $3,000 in costs