DISCIPLINED PERSONS LIST
[Print]
| Name | Dennis, Carey Brian |
|---|---|
| Date of Order or Settlement | June 1, 2005 |
| Banned Until | June 1, 2035 |
| Sanction |
30-year trading ban with conditions 30-year director/officer ban 30-year investor relations ban |
| Payment Agreed / Ordered |
$200,000 plus $21,140.36 in costs |
| Violation |
Fraud Failure to deal fairly, honestly and in good faith with clients |
| Ruling Body | BCSC |
| Supporting Documents |
News Release - February 3, 2005 Decision - January 28, 2005
|
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