DISCIPLINED PERSONS LIST

Name Dennis, Carey Brian
Date of Order or Settlement June 1, 2005
Banned Until June 1, 2035
Sanction

30-year trading ban with conditions

30-year director/officer ban

30-year investor relations ban

Payment Agreed / Ordered

$200,000 plus $21,140.36 in costs

Violation

Fraud

Failure to deal fairly, honestly and in good faith with clients

Ruling Body BCSC
Supporting Documents

News Release - June 8, 2005

Decision/Order - June 1, 2005 New window

News Release - February 3, 2005

Decision - January 28, 2005 New window
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.