Disciplined List
Nicholson, Donald
-
Date of Order or Settlement:
2005-02-11
Sanction:
- An undertaking to comply with the Securities Act, Securities Rules and all applicable regulations, policies and guidelines
Supporting Documents:
Violation:
- Acquiescing to the filing of statements that omitted information that was necessary to make them not misleading
Ruling Body:
BCSCPayment Agreed/Ordered:
$15,000