DISCIPLINED PERSONS LIST

Name Barker, Ronald Stephen
Date of Order or Settlement March 4, 2005
Sanction

Permanent trading ban with conditions

Permanent director/officer ban with conditions

Permanent investor relations ban

Payment Agreed / Ordered

$250,000 plus $58,845.89 in costs

Violation

Unregistered trading

Illegal distribution

Unregistered advising

Misrepresentation

Fraud

Acting contrary to the public interest

Ruling Body BCSC
Supporting Documents

News Release

Decision/Order New window
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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.