DISCIPLINED PERSONS LIST
[Print]
| Name | Barker, Ronald Stephen |
|---|---|
| Date of Order or Settlement | March 4, 2005 |
| Sanction |
Permanent trading ban with conditions Permanent director/officer ban with conditions Permanent investor relations ban |
| Payment Agreed / Ordered |
$250,000 plus $58,845.89 in costs |
| Violation |
Unregistered trading Illegal distribution Unregistered advising Misrepresentation Fraud Acting contrary to the public interest |
| Ruling Body | BCSC |
| Supporting Documents |
Decision/Order 
|
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