DISCIPLINED PERSONS LIST

Name Nelson, Eric Wayne
Date of Order or Settlement March 31, 2005
Banned Until March 31, 2015
Sanction

10-year trading ban

10-year denial of exemptions

10-year director/officer ban

10-year investor relations ban

Payment Agreed / Ordered

$50,000 plus costs

Violation

Unregistered advising

Ruling Body BCSC
Supporting Documents

News Release - April 4, 2005

Decision/Order - March 31, 2005 New window

News Release - March 30, 2004

Decision/Findings - March 26, 2004 New window
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.