Disciplined List
Ruge, Michael Ernst
-
Date of Order or Settlement:
2005-05-06 -
Banned Until:
2030-05-06
Sanction:
- 25-year trading ban with conditions
- 25-year director/officer ban with conditions
- 25-year investor relations ban
- An order to comply fully with the Securities Act, Securities Rules and any applicable regulations, policies and guidelines
Supporting Documents:
Violation:
- Fraud
- Misrepresentations
- Illegal distribution
- Unregistered trading
Ruling Body:
BCSCPayment Agreed/Ordered:
$150,000