Disciplined List
Martinez, Jesus Ricafort
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Date of Order or Settlement:
2005-04-25 -
Banned Until:
2006-10-25
Sanction:
- 18-month trading ban with conditions
- 18-month director/officer with conditions
- An order to file insider reports to correct the omissions detailed in the Settlement Agreement and pay the applicable late filing fees
- An order to comply fully with the Securities Act, the Securities Rules, and any applicable regulations, policies and guidelines
Supporting Documents:
Violation:
- Failure to fully disclose trading activity in insider reports
Ruling Body:
BCSCPayment Agreed/Ordered:
$10,000