DISCIPLINED PERSONS LIST

Name McCarney, James Nelson
Date of Order or Settlement May 30, 2005
Banned Until May 30, 2025
Sanction

20-year trading ban with conditions

20-year director/officer ban with conditions

20-year investor relations ban with conditions

An Order to comply fully with the Securities Act, Securities Rules and any applicable regulations, policies and guidelines

Payment Agreed / Ordered

$100,000

Violation

Unregistered trading

Illegal distribution

Misrepresentation

Acting contrary to the public interest

Ruling Body BCSC
Supporting Documents

News Release

Settlement/Order  New window
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.