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Enforcement

Disciplined List

McCarney, James Nelson

  • Date of Order or Settlement:

    2005-05-30

  • Banned Until:

    2025-05-30

Sanction:

  • 20-year trading ban with conditions
  • 20-year director/officer ban with conditions
  • 20-year investor relations ban with conditions
  • An Order to comply fully with the Securities Act, Securities Rules and any applicable regulations, policies and guidelines

Supporting Documents:

Violation:

  • Unregistered trading
  • Illegal distribution
  • Misrepresentation
  • Acting contrary to the public interest

Ruling Body:

BCSC

Payment Agreed/Ordered:

$100,000