DISCIPLINED PERSONS LIST
[Print]
| Name | McCarney, James Nelson |
|---|---|
| Date of Order or Settlement | May 30, 2005 |
| Banned Until | May 30, 2025 |
| Sanction |
20-year trading ban with conditions 20-year director/officer ban with conditions 20-year investor relations ban with conditions An Order to comply fully with the Securities Act, Securities Rules and any applicable regulations, policies and guidelines |
| Payment Agreed / Ordered |
$100,000 |
| Violation |
Unregistered trading Illegal distribution Misrepresentation Acting contrary to the public interest |
| Ruling Body | BCSC |
| Supporting Documents |
Settlement/Order
|
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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
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