Disciplined List
Siddiqi, Fatir Hussain
-
Date of Order or Settlement:
2005-09-09 -
Banned Until:
2011-09-09
Sanction:
- 6-year trading ban
- 6-year director/officer ban
- 6-year investor relations ban
Supporting Documents:
Violation:
- Insider trading
- Stock manipulation
- Failure to declare a short position
- Unregistered distribution
- Failure to report the acquisition of a control position
- Acting contrary to the public interest
Ruling Body:
BCSCPayment Agreed/Ordered:
$60,000 plus $40,000 in costs