DISCIPLINED PERSONS LIST
[Print]
| Name | Rosen, Jerome |
|---|---|
| Date of Order or Settlement | September 29, 2005 |
| Sanction |
Permanent trading ban Permanent denial of exemptions Permanent director/officer ban Permanent investor relations ban |
| Payment Agreed / Ordered |
$58,894.30 in costs |
| Violation |
Stock manipulation Acting contrary to the public interest Securities fraud (US Courts) Wire fraud (US Courts) |
| Ruling Body | BCSC, US Courts |
| Supporting Documents |
Decision on Costs - November 30, 2005 |
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