DISCIPLINED PERSONS LIST

Name Rosen, Jerome
Date of Order or Settlement September 29, 2005
Sanction

Permanent trading ban

Permanent denial of exemptions

Permanent director/officer ban

Permanent investor relations ban

Payment Agreed / Ordered

$58,894.30 in costs

Violation

Stock manipulation

Acting contrary to the public interest

Securities fraud (US Courts)

Wire fraud (US Courts)

Ruling Body BCSC, US Courts
Supporting Documents

Decision on Costs - November 30, 2005 New window

News Release - October 3, 2005

Decision/Order - September 29, 2005 New window

Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.