Disciplined List
Dabney, Raymond Christopher
-
Date of Order or Settlement:
2005-11-15 -
Banned Until:
2010-11-15
Sanction:
- 5-year trading ban with conditions
- 5-year director/officer ban with conditions
- 5-year investor relations ban with conditions
- An order to comply fully with the Securities Act, the Securities Rules, BC Reg. 194/97, and any applicable regulations, policies and guidelines
Supporting Documents:
Violation:
- Misrepresentations
- Prohibited representation
Ruling Body:
BCSCPayment Agreed/Ordered:
$30,000