Enforcement

Disciplined List

Moll, William Ronald

Date of Order or Settlement:

2004-11-17
Banned Until:

2014-11-17

Sanction:

10-year trading ban
10-year director/officer ban
10-year investor relations ban
An undertaking to comply fully with the Securities Act,and all successor legislation and regulations

Supporting Documents:

Violation:

Unregistered trading
Illegal distribution
Prohibited representations
Misrepresentations
Fraud

Ruling Body:

BCSC

Payment Agreed/Ordered:

$7,500 plus $2,500 in costs