Disciplined List
Wilson, Michael Alan
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Date of Order or Settlement:
2006-02-13 -
Banned Until:
2011-02-13
Sanction:
- 5-year trading ban with conditions
- 5-year director/officer ban with conditions
- 5-year investor relations ban with conditions
- An Order to comply fully with the Securities Act, the Securities Rules, and any applicable regulations, policies and guidelines
- A requirement to complete the Conduct and Practices Handbook course to the satisfaction of the Executive Director within two years of any application for registration
Supporting Documents:
Violation:
- Misleading trading activity
- Failure to fulfill the duties and responsibilities of a director
- Acting contrary to the public interest
Ruling Body:
BCSCPayment Agreed/Ordered:
$5,000