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Disciplined List

Co, Rene

  • Date of Order or Settlement:

    2006-02-21
  • Banned Until:

    2008-02-21

Sanction:

  • 2-year director/officer ban with conditions
  • 2-year investor relations ban with conditions
  • An Order to comply fully with the Securities Act, the Securities Rules, and any applicable regulations, policies and guidelines
  • A requirement to complete the Conduct and Practices Handbook course to the satisfaction of the Executive Director within two years of the Order

Supporting Documents:

Violation:

  • Acting contrary to the public interest

Ruling Body:

BCSC

Payment Agreed/Ordered:

$5,000