Disciplined List
Co, Rene
-
Date of Order or Settlement:
2006-02-21 -
Banned Until:
2008-02-21
Sanction:
- 2-year director/officer ban with conditions
- 2-year investor relations ban with conditions
- An Order to comply fully with the Securities Act, the Securities Rules, and any applicable regulations, policies and guidelines
- A requirement to complete the Conduct and Practices Handbook course to the satisfaction of the Executive Director within two years of the Order
Supporting Documents:
Violation:
- Acting contrary to the public interest
Ruling Body:
BCSCPayment Agreed/Ordered:
$5,000