Name Tsakok, Raoul Noel
Date of Order or Settlement June 30, 2006

An Order to comply fully with the Securities Act, the Securities Rules and regulations

An undertaking to not apply for registration under the Securites Act as an advising or trading officer of a registrant

Payment Agreed / Ordered $40,000 plus $5,000 in costs

Acting as a director/officer of a reporting issuer while registered as an Advising Director

Failure to manage a mutual fund with the degree of care, dilligence and skill that a reasonable person would exercise in the circumstances

Acting contrary to the public interest

Ruling Body BCSC
Supporting Documents

News Release

Settlement/Order New window
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