DISCIPLINED PERSONS LIST

Name Seto, Thomas Kim
Date of Order or Settlement October 4, 2006
Banned Until May 27, 2017
Sanction

12-year trading ban

12-year director/officer ban

Violation

Illegal distribution (ASC)

Ruling Body BCSC, Alberta Securities Commission (ASC)
Supporting Documents

News Release

Reciprocal Order New window
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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
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