DISCIPLINED PERSONS LIST
[Print]
| Name | Seto, Thomas Kim |
|---|---|
| Date of Order or Settlement | October 4, 2006 |
| Banned Until | May 27, 2017 |
| Sanction |
12-year trading ban 12-year director/officer ban |
| Violation |
Illegal distribution (ASC) |
| Ruling Body | BCSC, Alberta Securities Commission (ASC) |
| Supporting Documents |
Reciprocal Order 
|
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