DISCIPLINED PERSONS LIST
[Print]
| Name | Klein, Daryl Joseph |
|---|---|
| Date of Order or Settlement | October 17, 2006 |
| Banned Until | October 17, 2026 |
| Sanction |
20-year trading ban with conditions 20-year director/officer ban with conditions 20-year investor relations ban An Order to comply with the Securities Act, Securities Rules, and any applicable regulations |
| Violation |
Unregistered trading Illegal distributiion Acting contrary to the public interest |
| Ruling Body | BCSC |
| Supporting Documents |
Settlement/Order 
|
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