Disciplined List
Nesis, Lawrence S.
-
Date of Order or Settlement:
1989-11-20 -
Banned Until:
1992-11-20
Sanction:
- 18-month trading ban with conditions
- 3-year director/officer ban
Supporting Documents:
Violation:
-
Permitting the issuance of news releases that the company ought to have known were misrepresentations
Ruling Body:
BCSCPayment Agreed/Ordered:
$1,000 in costs