DISCIPLINED PERSONS LIST
[Print]
| Name | Bromley, Ralph |
|---|---|
| Date of Order or Settlement | January 29, 2007 |
| Banned Until | January 29, 2012 |
| Sanction |
5-year trading ban 5-year director/officer ban with conditions 5-year investor relations ban An order to comply fully with the Securities Act and Securities Rules |
| Payment Agreed / Ordered | $9,000 |
| Violation |
Illegal distribution Unregistered activity |
| Ruling Body | BCSC |
| Supporting Documents |
Settlement/Order 
|
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.