DISCIPLINED PERSONS LIST

Name Bromley, Ralph
Date of Order or Settlement January 29, 2007
Banned Until January 29, 2012
Sanction

5-year trading ban

5-year director/officer ban with conditions

5-year investor relations ban

An order to comply fully with the Securities Act and Securities Rules

Payment Agreed / Ordered $9,000
Violation

Illegal distribution

Unregistered activity

Ruling Body BCSC
Supporting Documents

News Release

Settlement/Order New window
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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
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