DISCIPLINED PERSONS LIST
[Print]
| Name | Riemens, David Bentley |
|---|---|
| Date of Order or Settlement | February 12, 2007 |
| Banned Until | February 12, 2017 |
| Sanction |
10-year trading ban with conditions 10-year director/officer ban 10-year investor relations ban An order to comply fully with the Securities Act, the Securities Rules and any applicable regulations |
| Violation |
Illegal distribution Unregistered activity Misrepresentations Acting contrary to the public interest |
| Ruling Body | BCSC |
| Supporting Documents |
Settlement/Order 
|
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