Disciplined List
Kabir, Syed
-
Date of Order or Settlement:
2007-05-30 -
Banned Until:
2013-05-09
Sanction:
- 6-year trading ban with conditions
- 6-year investor relations ban
Supporting Documents:
Ruling Body:
BCSC, Ontario Securities Commission (OSC), Alberta Securities Commission (ASC)Payment Agreed/Ordered:
Illegal distribution (OSC)
Unregistered activity (OSC)
Acting contrary to the public interest (OSC)