Disciplined List
Townsend, Michael Derek
-
Date of Order or Settlement:
2007-05-29 -
Banned Until:
2008-05-29
Sanction:
- 1-year trading ban with conditions
- 1-year director officer ban with conditions
- 1-year investor relations ban with conditions
- An Order to comply with the Securities Act, the Securities Rules and regulations
Supporting Documents:
Violation:
- Failure to file insider reports
- Acting contrary to the public interest
Ruling Body:
BCSCPayment Agreed/Ordered:
$40,000 plus $1,250 in late filing fees