Disciplined List
MacGregor Bock, Jill Ellen aka MacGregor, Jill Ellen
-
Date of Order or Settlement:
2007-06-28 -
Banned Until:
2010-06-28
Sanction:
- 3-year trading ban with conditions
- 3-year investor relations ban with conditions
Supporting Documents:
Violation:
-
Failure to comply with "Suitability" rules
Ruling Body:
BCSCPayment Agreed/Ordered:
$25,000