Disciplined List
Stubos, George
-
Date of Order or Settlement:
2007-06-28 -
Banned Until:
2009-06-28
Sanction:
- 2-year trading ban with conditions
- 2-year director/officer ban with conditions
- 2-year investor relations ban
- An Order to file insider reports and to pay the applicable late filing fees
- An Order to comply fully with the Securities Act, Securities Rules andany applicable regulations
Supporting Documents:
Violation:
- Failure to file insider reports
- Acting contrary to the public interest
Ruling Body:
BCSCPayment Agreed/Ordered:
$20,000