Disciplined List
Johnson, Edward Bernard
-
Date of Order or Settlement:
2007-07-20
Sanction:
- 2-month registration suspension with conditions (beginning September 1, 2007)
- 6 months of close supervision
Supporting Documents:
Violation:
- Contraventions of Investment Dealers Association of Canada By-laws and Regulations
- Making misleading statements to an investigator appointed under the Securities Act
Ruling Body:
BCSCPayment Agreed/Ordered:
$68,000