Disciplined List
Weicker, Robert Frederick
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Date of Order or Settlement:
2015-08-28 -
Banned Until:
2018-08-28
Sanction:
- 3-year trading ban with conditions (2015)
- An undertaking to not prepare or disseminate news releases containing scientific or technical information for any issuer for 12 months without supervision by a director or officer of the issuer (2007)
Supporting Documents:
Violation:
- Tipping (2015)
- Misrepresentation (2007)
- Acting contrary to the public interest (2007)
Ruling Body:
BCSCPayment Agreed/Ordered:
$40,132.67 in disgorgement plus a fine of $60,000 (2015)
$30,000 (2007)