DISCIPLINED PERSONS LIST

Name Orr, Bryan
Date of Order or Settlement September 14, 2007
Banned Until September 14, 2010
Sanction

3-year trading ban with conditions

Violation

Acting as a portfolio manager without registration

Making discretionary purchases and sales of mutual funds without instructions from clients

Recommending unsuitable investments

Ruling Body BCSC
Supporting Documents

News Release

Decision/Order New window

Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.