DISCIPLINED PERSONS LIST
[Print]
| Name | Orr, Bryan |
|---|---|
| Date of Order or Settlement | September 14, 2007 |
| Banned Until | September 14, 2010 |
| Sanction |
3-year trading ban with conditions |
| Violation |
Acting as a portfolio manager without registration Making discretionary purchases and sales of mutual funds without instructions from clients Recommending unsuitable investments |
| Ruling Body | BCSC |
| Supporting Documents |
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.