Disciplined List
Jardine, Brent Glen
-
Date of Order or Settlement:
2016-03-24 -
Banned Until:
2023-03-24
Sanction:
- 7-year director/officer ban with conditions (2016)
- 7-year ban from becoming or acting as a registrant or promoter (2016)
- 7-year ban from acting in a management or consultative capacity in connection with activities in the securities market (2016)
- 7-year investor relations ban (2016)
- 2-year director/officer ban with conditions (2007)
- 2-year investor relations ban (2007)
- An Order to comply fully with the Securities Act, the Securities Rules and applicable regulations (2007)
Supporting Documents:
Violation:
- Breach of Order (2016)
- Misrepresentations (2007)
- Acting contrary to the public interest (2007)
Ruling Body:
BCSCPayment Agreed/Ordered:
$40,000 (2016 ) $50,000 (2007)