Disciplined List
Budai, Albert Stephen
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Date of Order or Settlement:
2007-10-09
Sanction:
- Permanent trading ban with conditions
- Permanent director/officer ban with conditions
- Permanent investor relations ban
- An Order to comply fully with the Securities Act, the Securities Rules, and any applicable regulations
Supporting Documents:
Violation:
- Fraud
- Illegal distribution
- Misrepresentations
- Acting contrary to the public interest
Ruling Body:
BCSCPayment Agreed/Ordered:
Restitution Order