DISCIPLINED PERSONS LIST

Name Rivers, Gregory William
Date of Order or Settlement February 15, 2008
Banned Until February 15, 2020
Sanction

12-year trading ban with conditions

12-year director/officer ban with conditions

12-year investor relations ban

An Order to comply full with the Securities Act, the Securities Rules, and any applicable regulations

Payment Agreed / Ordered $10,000
Violation

Illegal distribution

Unregistered trading

Misrepresentations

Acting contrary to the public interest

Ruling Body BCSC
Supporting Documents

News Release

Settlement/Order New window 
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.