DISCIPLINED PERSONS LIST
[Print]
| Name | Rivers, Gregory William |
|---|---|
| Date of Order or Settlement | February 15, 2008 |
| Banned Until | February 15, 2020 |
| Sanction |
12-year trading ban with conditions 12-year director/officer ban with conditions 12-year investor relations ban An Order to comply full with the Securities Act, the Securities Rules, and any applicable regulations |
| Payment Agreed / Ordered | $10,000 |
| Violation |
Illegal distribution Unregistered trading Misrepresentations Acting contrary to the public interest |
| Ruling Body | BCSC |
| Supporting Documents |
Settlement/Order  |
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