Disciplined List
Amyotte, George Oscar
-
Date of Order or Settlement:
2008-06-12 -
Banned Until:
2027-10-10
Sanction:
- 20-year trading ban with conditions (BCSC)
- 20-year director/officer ban with conditions (BCSC)
- 20-year ban from becoming or acting as a registrant, investment fund manager or promoter (BCSC)
- 20-year ban from acting in a management or consultative capacity in connection with activities in the securities market (BCSC)
- 20-year investor relations ban (BCSC)
Supporting Documents:
Violation:
- Unregistered trading (ASC)
- Illegal distribution (ASC)
- Prohibited representations (ASC)
- Misrepresentations (ASC)
- Acting contrary to the public interest (ASC)
Ruling Body:
BCSC, Alberta Securities Commission (ASC)Payment Agreed/Ordered:
$14,000 (ASC)