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Enforcement

Disciplined List

Cheng, Wai-Leung aka Cheng, Danny

  • Date of Order or Settlement:

    2008-06-24

  • Banned Until:

    2014-11-13

Sanction:

  • 7-year ban from purchasing and trading in securities or exchange contracts with conditions (BCSC)
  • 7-year director/officer ban with conditions  (BCSC)
  • 7-year ban from becoming or acting as a registrant, investment fund manager or promoter  (BCSC)
  • 7-year ban from acting in a managing or consultative capacity in connection with activities in the securities market  (BCSC)
  • 7-year investor relations ban  (BCSC)

Supporting Documents:

Violation:

  • Unregistered distribution (ASC)
  • Acting contrary to the public interest (ASC)

Ruling Body:

BCSC, Alberta Securites Commission (ASC)

Payment Agreed/Ordered:

$50,000 plus $20,000 in costs (ASC)