DISCIPLINED PERSONS LIST
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| Name | Ruff, Robert W. |
|---|---|
| Date of Order or Settlement | June 25, 2008 |
| Banned Until | November 7, 2017 |
| Sanction |
10-year director/officer ban (BCSC) 10-year ban from becoming or acting as a registrant, investment fund manager or promoter (BCSC) 10-year ban from acting in a managing or consultative capacity in connection with activities in the securities market (BCSC) 10-year investor relations ban (BCSC) |
| Payment Agreed / Ordered | $225,000 (ASC) |
| Violation |
Prohibited representations (ASC) Misleading statements (AC) Acting contrary to the public interest (ASC) |
| Ruling Body | BCSC, Alberta Securities Commission (ASC) |
| Supporting Documents |
Reciprocal Order 
|
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