DISCIPLINED PERSONS LIST

Name Campbell, David C.
Date of Order or Settlement July 7, 2011
Date of Prior Decision or Settlement 2008-07-15
Sanction

Permanent ban from purchasing and trading in securities or exchange contracts (2011)

Permanent ban from relying on any exemptions set out in the Securities regulations (2011)

Permanent director/officer ban (2011)

8-year ban from purchasing and trading in securities or exchange contracts (2008)

8-year director/officer ban (2008)

8-year ban from becoming or acting as a registrant, investment fund manager or promoter (2008)

8-year ban from acting in a managing or consultative capacity in connection with activities in the securities market (2008)

8-year investor relations ban (2008)

Violation

Unregistered trading (OSC - 2011)

Breach of Order (OSC - 2011)

Illegal distribution (OSC - 2011)

Fraud (OSC - 2011)New window

Acting contrary to the public interest (OSC - 2011)

Unregistered distribution (ASC - 2008)

Failure to file reports of exempt distrubtion (ASC - 2008)

Making false statements (ASC - 2008)

Acting contrary to the public interest (ASC - 2008)

Ruling Body BCSC, Alberta Securities Commission (ASC), Ontario Securities Commission (OSC)
Supporting Documents

News Release - July 13, 2011

Reciprocal Order - July 7, 2011 New window

News Release - July 17, 2008

Reciprocal Order - July 15, 2008 New window
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.