DISCIPLINED PERSONS LIST
| Name | Campbell, David C. |
|---|---|
| Date of Order or Settlement | July 7, 2011 |
| Date of Prior Decision or Settlement | 2008-07-15 |
| Sanction |
Permanent ban from purchasing and trading in securities or exchange contracts (2011) Permanent ban from relying on any exemptions set out in the Securities regulations (2011)
Permanent director/officer ban (2011) 8-year ban from purchasing and trading in securities or exchange contracts (2008) 8-year director/officer ban (2008) 8-year ban from becoming or acting as a registrant, investment fund manager or promoter (2008) 8-year ban from acting in a managing or consultative capacity in connection with activities in the securities market (2008) 8-year investor relations ban (2008) |
| Violation |
Unregistered trading (OSC - 2011) Breach of Order (OSC - 2011) Illegal distribution (OSC - 2011)
Fraud (OSC - 2011) Acting contrary to the public interest (OSC - 2011) Unregistered distribution (ASC - 2008) Failure to file reports of exempt distrubtion (ASC - 2008) Making false statements (ASC - 2008) Acting contrary to the public interest (ASC - 2008) |
| Ruling Body | BCSC, Alberta Securities Commission (ASC), Ontario Securities Commission (OSC) |
| Supporting Documents |
Reciprocal Order - July 7, 2011 
|