DISCIPLINED PERSONS LIST
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| Name | O'Brien, Eric |
|---|---|
| Date of Order or Settlement | July 15, 2008 |
| Banned Until | December 12, 2012 |
| Sanction |
5-year trading ban (BCSC) |
| Payment Agreed / Ordered | $10,000 plus $2,500 in costs (ASC) |
| Violation |
Illegal distribution (ASC) Prohibited representations (ASC) Acting contrary to the public interest (ASC) |
| Ruling Body | BCSC, Alberta Securities Commission (ASC) |
| Supporting Documents |
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