DISCIPLINED PERSONS LIST

Name Rouse, William
Date of Order or Settlement July 15, 2008
Banned Until November 6, 2010
Sanction

3-year trading ban (BCSC)

Payment Agreed / Ordered $12,000 (ASC)
Violation

Unregistered trading (ASC)

Acting contrary to the public interest (ASC)

Ruling Body BCSC, Alberta Securities Commission (ASC)
Supporting Documents
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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
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