DISCIPLINED PERSONS LIST
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| Name | Gardner, Ron aka Garner, Ron |
|---|---|
| Date of Order or Settlement | July 15, 2008 |
| Banned Until | November 6, 2012 |
| Sanction |
5-year ban from purchasing and trading in securities or exchange contracts (BCSC) |
| Payment Agreed / Ordered | $15,000 plus $3,000 in costs (ASC) |
| Violation |
Illegal distribution (ASC) Prohibited representations (ASC) Making misleading statements (ASC) Acting contrary to the public interest (ASC) |
| Ruling Body | BCSC, Alberta Securities Commission (ASC) |
| Supporting Documents |
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