DISCIPLINED PERSONS LIST

Name Cassidy, Dianna
Date of Order or Settlement July 15, 2008
Banned Until November 6, 2010
Sanction

3-year ban from purchasing and trading in securities or exchange contracts (BCSC)

Payment Agreed / Ordered $10,000 plus $2,000 in costs (ASC)
Violation

Illegal distribution (ASC)

Acting contrary to the public interest (ASC)

Ruling Body BCSC, Alberta Securities Commission (ASC)
Supporting Documents
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