DISCIPLINED PERSONS LIST
[Print]
| Name | Oagles, James H. |
|---|---|
| Date of Order or Settlement | August 12, 2008 |
| Sanction |
Permanent trading ban with conditions (BCSC) |
| Payment Agreed / Ordered | $10,000 plus $2,500 in costs (NBSC) |
| Violation |
Unregistered trading (NBSC) Illegal distribution (NBSC) |
| Ruling Body | BCSC, New Brunswick Securities Commission (NBSC) |
| Supporting Documents |
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