DISCIPLINED PERSONS LIST

Name Oagles, James H.
Date of Order or Settlement August 12, 2008
Sanction

Permanent trading ban with conditions (BCSC)

Payment Agreed / Ordered $10,000 plus $2,500 in costs (NBSC)
Violation

Unregistered trading (NBSC)

Illegal distribution (NBSC)

Ruling Body BCSC, New Brunswick Securities Commission (NBSC)
Supporting Documents
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