DISCIPLINED PERSONS LIST
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| Name | Bartel, Robert Vincent |
|---|---|
| Date of Order or Settlement | August 12, 2008 |
| Banned Until | June 20, 2015 |
| Sanction |
7-year ban from purchasing and trading in securities or exchange contracts with conditions (BCSC) 7-year director/officer ban (BCSC) 7-year ban from becoming or acting as a registrant, investment fund manager or promoter (BCSC) 7-year ban from acting in a managing or consultative capacity in connection with activities in the securities market (BCSC) 7-year investor relations ban (BCSC) |
| Payment Agreed / Ordered | $40,000 plus $35,000 in costs (ASC) |
| Violation |
Unregistered trading (ASC) Illegal distribution (ASC) Acting contrary to the public interest (ASC) |
| Ruling Body | BCSC, Alberta Securities Commission (ASC) |
| Supporting Documents |
Reciprocal Order 
|
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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
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