DISCIPLINED PERSONS LIST
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| Name | Sayers, Carol Jean |
|---|---|
| Date of Order or Settlement | August 15, 2008 |
| Banned Until | May 15, 2018 |
| Sanction |
10-year trading ban with conditions (BCSC) 10-year director/officer ban (BCSC) 10-year ban from becoming or acting as a registrant, investment fund manager or promoter (BCSC) 10-year ban from acting in a managing or consultative capacity in connection with activities in the securities market (BCSC) 10-year investor relations ban (BCSC) |
| Payment Agreed / Ordered | $100,000 plus $15,000 in costs (ASC) |
| Violation |
Unregistered trading (ASC) Illegal distribution (ASC) Acting contrary to the public interest (ASC) |
| Ruling Body | BCSC, Alberta Securities Commission (ASC) |
| Supporting Documents |
Reciprocal Order
|
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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
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