DISCIPLINED PERSONS LIST

Name Sayers, Carol Jean
Date of Order or Settlement August 15, 2008
Banned Until May 15, 2018
Sanction

10-year trading ban with conditions (BCSC)

10-year director/officer ban (BCSC)

10-year ban from becoming or acting as a registrant, investment fund manager or promoter (BCSC)

10-year ban from acting in a managing or consultative capacity in connection with activities in the securities market (BCSC)

10-year investor relations ban (BCSC)

Payment Agreed / Ordered $100,000 plus $15,000 in costs (ASC)
Violation

Unregistered trading (ASC)

Illegal distribution (ASC)

Acting contrary to the public interest (ASC)

Ruling Body BCSC, Alberta Securities Commission (ASC)
Supporting Documents

News Release

Reciprocal Order New window
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.