DISCIPLINED PERSONS LIST

Name Johnson, Alvin Lee
Date of Order or Settlement October 24, 2008
Sanction

Permanent ban from purchasing and trading in securities or exchange contracts with conditions

Permanent director/officer ban

Permanent ban from becoming or acting as a registrant, investment fund manager or promoter

Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market

Permanent investor relations ban

An order to comply fully with the Securities Act, the Securities Rules, and any applicable regulations

Violation

Illegal distribution

Misrepresentations

Acting contrary to the public interest

Ruling Body BCSC
Supporting Documents

News Release

Settlement/Order New window
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.