DISCIPLINED PERSONS LIST

Name Riis, Nelson
Date of Order or Settlement January 29, 2009
Banned Until January 29, 2011
Sanction

2-year director/officer ban with conditions

2-year investor relations ban with conditions

An order to comply fully with the Securities Act, the Securities Rules, and any applicable regulations

Payment Agreed / Ordered $40,000
Violation

Misrepresentation

Failure to fulfill the duties and responsibilities of a director

Acting contrary to the public interest

Ruling Body BCSC
Supporting Documents

News Release

Settlement/Order New window
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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
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