Disciplined List
Gu, Liedong (Leon)
-
Date of Order or Settlement:
2009-01-21 -
Banned Until:
2011-11-04
Violation:
- Insider trading (ASC)
- Acting contrary to the public interest (ASC)
Ruling Body:
BCSC, Alberta Securities Commission (ASC)Payment Agreed/Ordered:
$32,000 plus $5,000 in costs (ASC)