DISCIPLINED PERSONS LIST

Name Drever, Lorne
Date of Order or Settlement January 22, 2009
Sanction

Permanent trading ban (BCSC)

Permanent ban from acting as, a director or officer of any issuer, registrant or investment fund manager (BCSC)

Permanent ban from becoming or acting as a registrant, investment fund manager or promoter (BCSC)

Permanent ban from acting in a managing or consultative capacity in connection with activities in the securities market (BCSC)

Permanent investor relations ban (BCSC)

Payment Agreed / Ordered $100,000 plus $25,000 in costs(NBSC)
Violation

Illegal distribution (NBSC)

Unregistered trading (NBSC)

Breach of Orders (NBSC)

Making untrue and misleading statements (NBSC)

Acting contrary to the public interest (NBSC)

Ruling Body BCSC, New Brunswick Securities Commission (NBSC)
Supporting Documents

News Release

Reciprocal Order New window
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.