DISCIPLINED PERSONS LIST
[Print]
| Name | Simpson, David |
|---|---|
| Date of Order or Settlement | January 30, 2009 |
| Sanction |
Permanent trading ban with conditions (BCSC) Permanent director/officer ban (BCSC) Permanent ban from becoming or acting as a registrant, investment fund manager or promoter (BCSC) Permanent ban from acting in a managing or consultative capacity in connection with activities in the securities market (BCSC) Permanent investor relations ban (BCSC) |
| Payment Agreed / Ordered | $38,000 in costs (OSC) |
| Violation |
Illegal distribution (OSC) Acting contrary to the public interest (OSC) |
| Ruling Body | BCSC, Ontario Securities Commission (OSC) |
| Supporting Documents |
News Release - February 3, 2009 Reciprocal Order - January 30, 2009
|
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