DISCIPLINED PERSONS LIST
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| Name | Mallinson, William M. |
|---|---|
| Date of Order or Settlement | January 21, 2009 |
| Banned Until | October 22, 2016 |
| Sanction |
8-year trading ban with conditions (BCSC) 8-year director/officer ban (BCSC) 8-year ban from becoming or acting as a registrant, investment fund manager or promoter (BCSC) 8-year ban from acting in a managing or consultative capacity in connection with activities in the securities market (BCSC) 8-year investor relations ban (BCSC) |
| Payment Agreed / Ordered | $48,000 plus $2,000 in costs (ASC) |
| Violation |
lllegal distribution (ASC)
|
| Ruling Body | BCSC, Alberta Securities Commission (ASC) |
| Supporting Documents |
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