DISCIPLINED PERSONS LIST

Name Weeks, Carol
Date of Order or Settlement April 22, 2009
Banned Until July 10, 2022
Sanction

15-year trading ban with conditions (BCSC)

15-year director/officer ban with conditions (BCSC)

15-year ban from becoming or acting as a registrant, investment fund manager or promoter (BCSC)

15-year ban from acting in a managing or consultative capacity in connection with activities in the securities market (BCSC)

15-year investor relations ban (BCSC)

Payment Agreed / Ordered $65,000 plus $13,199.59 in costs (ASC)
Violation Fraud (ASC)

Misrepresentations (ASC)

Failure to file an offering memorandum and reports of distribution (ASC)

Making false certificates in offering memoranda (ASC)

Unregistered trading (ASC)

Illegal distribution (ASC)

Acting contrary to the public interest (ASC)

Ruling Body BCSC, Alberta Securities Commission (ASC)
Supporting Documents

News Release

Reciprocal Order New window
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.